Leaving The Server Behind Migrating to modern cloud-based services is helping CIO Laura Hubbell not only serve clients better but scale the business at $7.4 billion AUM SignatureFD.
https://www.wealthmanagement.c....om/technology/leavin

Pontera Raises $60M Led By ICONIQ Growth This is the held-away asset management platform's second capital raise since pivoting and changing its name from FeeX in February 2022.
https://www.wealthmanagement.c....om/technology/ponter

RIA Roundup: Captrust Buys $1.1B Trutina in Pacific Northwest No less than 13 deals were announced in the RIA space this week, along with a rebrand, a new launch and a couple of talent grabs.
https://www.wealthmanagement.c....om/ria-news/ria-roun

Former Morgan Stanley, Wells Fargo, Stifel Advisor Convicted in $4M Health Care Fraud Kaival Patel was found guilty of conspiracy to commit wire and health care fraud to pocket money raised from fraudulent compound medication prescriptions, according to the DOJ.
https://www.wealthmanagement.c....om/regulation-compli

Options Trading Is Rigged Against Average Investors Payment for order flow allows brokerages and big traders to team up against the little guy.
https://www.wealthmanagement.c....om/alternative-inves